By Steven M. Rice
1,001 possibilities to perform for the sequence 7 examination
This accomplished examine consultant takes you past the guide provided in Series 7 examination For Dummies, via providing you with extra perform and overview of the key strategies lined within the examination. in case you are prepping to take this extreme six-hour examination, 1,001 sequence 7 examination perform Questions For Dummies covers shares, municipal and company bonds, and options—plus principles for buying buyers and dealing with bills and every little thing else you could anticipate to come across on examination day!
This books promises 1,001 perform possibilities to arrange for the sequence 7 examination, every one query defined through delivering a close, step by step solution.
If you are an aspiring monetary expert, you can find the entire perform and valuable information you must succeed!
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Additional info for 1,001 Series 7 Exam Practice Questions For Dummies
How long after the effective date must Pluto provide a final prospectus to all purchasers? (A) 20 days (B) 30 days (C) 40 days (D) 90 days 3. The cooling-off period for a new issue lasts approximately how many days? (A) 20 (B) 30 (C) 40 (D) 60 4. GNU Corporation is planning to issue new shares to the public. GNU has not yet filed a registration statement with the SEC. An underwriter for GNU may do which of the following? (A) Accept money from investors for payment of the new issue of GNU. (B) Send a red herring to investors.
This money market instrument is guaranteed by a bank and provides capital for importing and exporting. (A) American depositary receipts (B) bankers’ acceptance (C) Eurodollar bonds (D) Fed funds 183.
If the bond is currently trading at 101, how much interest will the investor receive next time he gets paid? 00 141–155 Comparing Bonds 141. Which of the following would affect the liquidity of a bond? the rating the coupon rate the maturity call features (A) I and II (B) I, II, and III (C) II, III, and IV (D) I, II, III, and IV 142. A corporate bond indenture would include which of the following? the nominal yield the rating any collateral backing the bond the yield to maturity (A) I and II (B) I and III (C) I, III, and IV (D) III and IV 143.